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REP-CRIM

A reminder that a new financial crime data return (REP-CRIM) comes into force on 31 December 2016 – see Regulatory Roundup 75 and 78.

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PRIIPs: Are you ready?

Regulation 1286/2014 on the provision of key information documents for packaged retail and insurance-based investment products (PRIIPs) applies from 31 December 2016.

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Regulatory News

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PRIIPs: Are you ready?

Regulation 1286/2014 on the provision of key information documents for packaged retail and insurance-based investment products (PRIIPs) applies from 31 December 2016.

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Brexit and its Implications

The votes have been counted and ‘Brexit’ has won the day. The UK electorate has voted 52% to 48% to leave the European Union (EU). What are the implications to financial services?

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Retail News

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Data Breaches and GDPR

On the 4th May 2016, the EU’s General Data Protection Regulation (GDPR) was published. Firms need to firm up their data breach procedures.

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GRC Issues

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Shadow IT and File Sharing

Firms have a need to share files with third parties and all to often, email is not enough. With IT consumerisation has come the rise of low entry file sharing services and another potential security issue.

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