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FSCS Levy 2016/17

Separate to Consultation Paper CP16/9 “FCA Regulated fees and levies: Rate proposals 2016/17” (see previous article) the Financial Services Compensation Scheme (“FSCS”) has announced its 2016/17 levy.
Although of most interest to those firms that conduct business with eligible claimants (see COMP 4.2), all firms remain liable for a share of the base cost levy.

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Regulatory News

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FSCS Levy 2016/17

Separate to Consultation Paper CP16/9 “FCA Regulated fees and levies: Rate proposals 2016/17” (see previous article) the Financial Services Compensation Scheme (“FSCS”) has announced its 2016/17 levy.
Although of most interest to those firms that conduct business with eligible claimants (see COMP 4.2), all firms remain liable for a share of the base cost levy.

FSCS Levy 2016/17 Image

Advising: FCA Register

As mentioned in Regulatory Roundup 74, firms that had the activity of ‘advising on investments’ under the ‘Permission’ section of their entry on the Financial Services Register as at 6 April will now find that they have the additional regulated activity of ‘advising on P2P agreements’ (you will probably find this new activity tucked away in the area just below the firm’s name rather than under ‘Permission’).

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