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Brexit and Fund Managers

Alternative Investment Fund Managers (AIFMs) and MiFID firms need to consider the impact that Brexit will have on their business in the light of recent opinion issued by ESMA to relevant EU national regulators.

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FCA Review: Suitability

The FCA seems happy with the outcome of a review of suitability it undertook last year which captured 1,142 individual pieces of advice given by 656 firms.

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GRC Issues

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Brexit and Fund Managers

Alternative Investment Fund Managers (AIFMs) and MiFID firms need to consider the impact that Brexit will have on their business in the light of recent opinion issued by ESMA to relevant EU national regulators.

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Redundancy, dear Watson

In a move which reflects a lot of recent predictions, one Japanese insurance company has replaced a number of claims processing staff with an artificial intelligence system.

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Oops, Wrong Recipient

The ramifications of sending an email to the wrong person are sometimes far worse than simply embarrassing.

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Brexit and Article 50

A useful summary of the Article 50 situation “in less than 500 words” prepared by Chris Finney of Cooley LLP

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