Welcome to Complyport Ltd
Complyport is a leading compliance and regulatory consultancy providing bespoke, practical compliance solutions for regulated financial services firms. Our specialist expertise can either sit alongside your current compliance teams or, for an independent solution, we can bring our team "in-house".
Established in 2001, Complyport is now one of the UK's largest compliance consulting businesses, combining former regulators, industry practitioners and legally qualified individuals to offer our clients an exceptional, professional team. We are proud of the reputation we have gained and work to ensure our clients receive a premium service at all levels.
Since launch, Complyport has assisted with over 400 FSA applications for Part IV Permission (regulatory licence) and has a 100% success record. We serve clients across all areas of wholesale regulated activities, including investment management, securities brokerage, banking, venture capital, private equity, corporate finance and capital introduction.
Complyport regularly organises seminars, workshops and classroom-based professional development sessions for our clients and other industry professionals. These can be designed specifically for individual firms, organisations and trade bodies that reflect the increasing demand for personalisation within their training requirements, or be a general seminar on topics of interest to the regulated industry space.
Complyport is a member of the Association of Professional Compliance Consultants (APCC), a national association of professional consultants, supported by the FSA.
Our Approach
Our approach is to listen to the wishes of clients and positively and professionally manage that relationship. Whether assisting in a FSA application, varying a firm's regulated activities, conducting an independent compliance review, training new Compliance Officers or providing constructive compliance advice, we remember that our responsibility is to you, our client.
Frequently, we are asked to project manage business situations to enable you to concentrate on your core business.
Due to the depth of our regulatory experience, our team maintains an excellent network of contacts throughout the regulator and wider industry which ensures your firm is thoroughly versed in best industry practice as required by the FSA.
