Philip Chapman - Associate Director
Philip's role at Complyport is to head up the firm’s corporate development and to offer compliance support to clients. As an experienced consultant, Philip provides a range of regulatory and training solutions to firms, especially in the hedge fund and corporate finance space.
Philip joined Complyport in late summer 2006 from PLUS Markets Group where he was responsible for ensuring an orderly market in Ofex securities and identifying instances of potential market abuse. During this time he also assessed the suitability of companies looking to join Ofex, advised on the relevant rules and undertook continuous compliance monitoring.
Philip was previously at the FSA (between September 2001 and December 2005), as an Associate in the FSA's Markets Division and was required to advise regulated firms on the Code of Market Conduct, market abuse and connected areas. Philip was also employed as an expert resource on market abuse cases brought by the FSA's Enforcement Division, including a number of high-profile cases.
Philip has a BA (Hons) in Business Management with Mathematical Studies from the University of Exeter.
