Aron Brown - Associate Director
Aron joined Complyport in November 2009 after 10 years employment with the Financial Services Authority. He began this time as a pensions loss assessor, before being asked to join the FSA permissions department in the supervision business unit, where he managed a team of highly qualified permissions supervisors who held responsibilities for assessing corporate and individual applications.
Aron was responsible for making regulatory decisions on recommendations made by the supervisors to authorise firms of all sizes. In particular, Aron was involved with all aspects of asset management compliance in relation to investment management firms including managers of hedge funds, private equity, retail client asset managers, fund of funds and investment advisers. Aron also led the FSA's operation to carry on interviews of individuals applying to perform significant influence functions within large regulated firms and banks
Additionally, Aron was the FSA authorisations process owner. As part of this role he was required to ensure that new legislation was successfully implemented and that supervisors were adequately trained.
