Welcome to Complyport Compliance and Regulatory Consultancy Service

Our job is to guide, challenge and inform. By sharing our knowledge and expertise with you, we help you grow your business to be the best that it can be.

If you are seeking a consultancy partner that:

  • Has extensive knowledge of financial services compliance, governance and regulation all over the world,
  • Has the highest calibre of staff and can demonstrate this talent through the quality of its work,
  • Is commercially focused, providing practical solutions not convoluted choices,
  • Will roll up their sleeves, deliver real value and work hard for you,
  • Provides you with accurate, detailed, timely and cost effective advice, and
  • Will deliver on their promises.

Then speak to Complyport.

Compliance Leadership

Complyport is a leading compliance and regulatory consultancy providing bespoke, practical solutions for all manner of regulated firms both in the UK and overseas. Our specialist expertise can either sit alongside your current compliance teams or, for an independent solution, we can bring our team in-house.

Established in 2002, Complyport combines former regulators, industry practitioners and legally qualified individuals to offer our clients an unparalleled, professional team. We are proud of our reputation gained through hard work and ensuring our clients receive exceptional service at all levels.

Latest News

Asset Management Market Study: Final Report

Of Relevance to: Asset management sector; retail intermediaries; providers of retail investment products In November 2015 the FCA published its terms of...

26th Jul 2017

Legal Entity Identifier

Of Relevance to: Most investment firms The concept of the need for, and the use of, a Legal Entity Identifier (“LEI”) for...

11th Jul 2017

CFDs: FCA Statement

Of relevance to:  Firms offering CFD products Last December the FCA published Consultation Paper CP16/40 “Enhancing conduct of business rules for firms...

30th Jun 2017