+44 (0)20 7399 4980
Home » Archives for November 2009
I want to find news on...
Proposals to change FSA fee calculations
New draft rules governing close links reporting
2007 deficiency remedies acknowledged
Proposed registration of hedge fund managers in the US could have had implications for UK.
Possibility of exemptions ceasing
Unauthorised transactions involving customer money
Inside information abused by individual
New liquidity rules
A phased approach
IOSCO Consultation paper published
Alternative finance investment bonds' document issued
Money Laundering and Terrorist Financing report
Systems and controls failures
FCA change of London address
Of relevance to: All firms regulated by the FCA Key date: From June 2018 – update websites, literature,...
GDPR Compliance is now a board level responsibility
Of relevance to: All FCA-regulated firms Key date: Applicable from 25 May 2018 The Financial Conduct Authority (“FCA”)...
Please leave this field empty.