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Home » Archives for December 2009
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18th Dec 2009
Changes to the Capital Requirements Directive
FSA brings clarification to capital planning
FSA's expectations for stress testing
FSA will not introduce any new rules nor extend existing ones
Guidance submitted to HM Treasury
Uncertainty may lead to redrafting of rules
Professional Clients and the Financial Ombudsman Service
Background Changes are being made to the Disputes Resolution Sourcebook: Complaints Sourcebook (DISP) of the FCA Handbook. The...
Fourth Money Laundering Directive: Proposed Amendments
As we know the UK (and other Member States) have until 26 June 2017 to implement the Fourth...
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