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Home » Archives for January 2010
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18th Jan 2010
FSA freezes staff salaries
Part IV permission cancelled
Indications of pending change
Penalties equally split between firms and individuals
Changes and corrections to SUP, DTR, COL and PRIN
Professional Clients and the Financial Ombudsman Service
Background Changes are being made to the Disputes Resolution Sourcebook: Complaints Sourcebook (DISP) of the FCA Handbook. The...
Fourth Money Laundering Directive: Proposed Amendments
As we know the UK (and other Member States) have until 26 June 2017 to implement the Fourth...
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