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Home » Archives for January 2010
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18th Jan 2010
Changes and corrections to SUP, DTR, COL and PRIN
Penalties equally split between firms and individuals
Indications of pending change
Part IV permission cancelled
FSA freezes staff salaries
Professional Clients and the Financial Ombudsman Service
Background Changes are being made to the Disputes Resolution Sourcebook: Complaints Sourcebook (DISP) of the FCA Handbook. The...
FCA change of London address
Of relevance to: All firms regulated by the FCA Key date: From June 2018 – update websites, literature,...
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