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Home » Archives for January 2010
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Changes and corrections to SUP, DTR, COL and PRIN
Penalties equally split between firms and individuals
Indications of pending change
Part IV permission cancelled
FSA freezes staff salaries
FCA releases near final rules on SM&CR for FCA regulated firms.
On 4 July 2018, the Financial Conduct Authority (“FCA”) released ‘The Senior Managers and Certification Regime: Guide for...
FCA Asset Management Conference – Insights
On 12 June, London’s Queen Elizabeth II Centre was home to the FCA Asset Management Conference 2018. The...
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