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FSA continuing to strengthen interest
Indirect marketing to retail clients
Pan-European short selling disclosure regime
A consistent and transparent framework
FSA paper issued
FSA indicates upcoming areas of concentration.
Priority risks outlined
New FSA reporting system
Intensive supervision examined in speach
FCA releases near final rules on SM&CR for FCA regulated firms.
On 4 July 2018, the Financial Conduct Authority (“FCA”) released ‘The Senior Managers and Certification Regime: Guide for...
ICO: Data Protection registration and fees
Of relevance to: All firms processing personal data, including data controllers currently registered with the ICO Key date:...
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