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FSA continuing to strengthen interest
Indirect marketing to retail clients
Pan-European short selling disclosure regime
A consistent and transparent framework
FSA paper issued
FSA indicates upcoming areas of concentration.
Priority risks outlined
New FSA reporting system
Intensive supervision examined in speach
FCA change of London address
Of relevance to: All firms regulated by the FCA Key date: From June 2018 – update websites, literature,...
GDPR Compliance is now a board level responsibility
Of relevance to: All FCA-regulated firms Key date: Applicable from 25 May 2018 The Financial Conduct Authority (“FCA”)...
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