+44 (0)20 7399 4980
Home » Archives for March 2010
I want to find news on...
FSA continuing to strengthen interest
Indirect marketing to retail clients
Pan-European short selling disclosure regime
A consistent and transparent framework
FSA paper issued
FSA indicates upcoming areas of concentration.
Priority risks outlined
New FSA reporting system
Intensive supervision examined in speach
CSSF — Mandatory Notification for UK firms in the context of Brexit
The Luxembourg financial regulator, the CSSF, published a press release on 15 July 2019 informing UK firms that...
Complyport & Fieldfisher’s SM&CR Webinar recording
In our continual effort to help assist financial services firms with their on-going regulatory requirements, Complyport recently hosted...
Please leave this field empty.