P: +44 (0)20 7399 4980 E: email@example.com
Home » Archives for April 2010
I want to find news on...
30th Apr 2010
No more shorting in Greece
A new financial stability objective for the FSA
Creates new statutory offences, replacing common law
FSA fines to date in 2010 are up to £14.3m
FSA fines Wins £4m
Firms are still having issues with transaction reporting
15th Apr 2010
CESR has requested a 'Call for Evidence' to assess European equity markets
The FSA has released a 122 page bumper edition (CP10/10)
Professional Clients and the Financial Ombudsman Service
Background Changes are being made to the Disputes Resolution Sourcebook: Complaints Sourcebook (DISP) of the FCA Handbook. The...
Fourth Money Laundering Directive: Proposed Amendments
As we know the UK (and other Member States) have until 26 June 2017 to implement the Fourth...
Please leave this field empty.