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Home » Archives for June 2010
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Timetable for the AIFMD
A new EU supervisory framework
Regulatory reform in Queen's Speech
FSA reminder letter
New UK corporate governance code
Reverse stress testing requirements
A new form
FCA introduces new rules and guidance on how advice should be provided to consumers on pension transfers
Of relevance to: All firms advising on pension transfers, those acting as pension transfer specialists, pension providers, and...
FCA Financial Crime Guide to have new chapter on insider dealing and market manipulation
Of relevance to: All firms subject to the financial crime rules in SYSC 6.1.1R, and who arrange...
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