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Further guidance for Advisers
Further information on proportionality
CEBS guidelines on exemptions from the large exposure regime
FSA findings and report on good and poor practice
RBS fined for breaches of money laundering rules
FCA releases near final rules on SM&CR for FCA regulated firms.
On 4 July 2018, the Financial Conduct Authority (“FCA”) released ‘The Senior Managers and Certification Regime: Guide for...
FCA Asset Management Conference – Insights
On 12 June, London’s Queen Elizabeth II Centre was home to the FCA Asset Management Conference 2018. The...
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