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Zurich fined for systems and control failure
Soc Gen fined for transaction reporting errors
National Storage Mechanism for documents made public by listed issuers
Rights issue disclosure requirements being narrowed slightly
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Goldman Sachs fined
FCA releases near final rules on SM&CR for FCA regulated firms.
On 4 July 2018, the Financial Conduct Authority (“FCA”) released ‘The Senior Managers and Certification Regime: Guide for...
FCA’s approach to Brexit – Speech 19 July 2018
The Financial Conduct Authority (“FCA”) has been steadily building up their International Division to ensure they can drive...
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