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For Complinet awards
Consultation Paper on changes brought about by the Financial Services Act 2010
New data item for non-ILAS BIPRU firms
Rosalie Langley Judd speaks on Corporate Governance
Release of Policy Statement PS10/15
Market Watch No. 37
Submitted to FSA
BIPRU firms to meet higher capital requirements in adverse external circumstances
Memorandum of Understanding
Wholesale Small Firms
Gerald Casey and Direct Sharedeal
FSA Consultation Paper
FSA clarify reporting requirements
FSA Drafting error
Proposal to harmonise Short Selling across the EU
Regulation of OTC derivatives
AIMA Annual Conference
FCA change of London address
Of relevance to: All firms regulated by the FCA Key date: From June 2018 – update websites, literature,...
GDPR Compliance is now a board level responsibility
Of relevance to: All FCA-regulated firms Key date: Applicable from 25 May 2018 The Financial Conduct Authority (“FCA”)...
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