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Home » Archives for December 2010
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9th Dec 2010
Update on Fee blocks
Comply or explain
Update to transfer collateral arrangements
New Controlled function and the CMAR
Feedback and the final rules
Expiry of a transitional provision
New guidance on centrally cleared CFDs
Final guidance issued
Update on the "40+9"
Professional Clients and the Financial Ombudsman Service
Background Changes are being made to the Disputes Resolution Sourcebook: Complaints Sourcebook (DISP) of the FCA Handbook. The...
Fourth Money Laundering Directive: Proposed Amendments
As we know the UK (and other Member States) have until 26 June 2017 to implement the Fourth...
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