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Home » Archives for December 2010
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9th Dec 2010
Requirements arising from CP10/27
Update on the "40+9"
Final guidance issued
New guidance on centrally cleared CFDs
Expiry of a transitional provision
Feedback and the final rules
New Controlled function and the CMAR
Update to transfer collateral arrangements
Comply or explain
Professional Clients and the Financial Ombudsman Service
Background Changes are being made to the Disputes Resolution Sourcebook: Complaints Sourcebook (DISP) of the FCA Handbook. The...
Fourth Money Laundering Directive: Proposed Amendments
As we know the UK (and other Member States) have until 26 June 2017 to implement the Fourth...
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