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Home » Archives for February 2011
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10th Feb 2011
Non-approved person deemed to have significant influence over firm
Commentary from industry and FSA
Annual BP expected next month; FRO to be replaced
Proposals for 2011 fees
Second delay in issuance of guidance
Dear CEO' letter from FSA informs firms of progress towards transition to new structure
Doubts raised by Treasury Select Committee concerning achievability of transition to new regulatory structure by 2012
Ex-Hong Kong regulator Martin Wheatley appointed to lead CPMA
Professional Clients and the Financial Ombudsman Service
Background Changes are being made to the Disputes Resolution Sourcebook: Complaints Sourcebook (DISP) of the FCA Handbook. The...
Fourth Money Laundering Directive: Proposed Amendments
As we know the UK (and other Member States) have until 26 June 2017 to implement the Fourth...
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