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HMT consultation provides further detail on proposals for regulatory reform
FSA publishes statement alerting firms to the possible impact of events on their AML and PEP procedures
Changes to MAR 1 following ECJ decision
FSA report reveals latest HFS and HFACS survey results including average returns, portfolio liquidity and counterparty exposures
Guidance on lines 142 and 143 in relation to capital planning buffers
FCA change of London address
Of relevance to: All firms regulated by the FCA Key date: From June 2018 – update websites, literature,...
GDPR Compliance is now a board level responsibility
Of relevance to: All FCA-regulated firms Key date: Applicable from 25 May 2018 The Financial Conduct Authority (“FCA”)...
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