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HMT consultation provides further detail on proposals for regulatory reform
FSA publishes statement alerting firms to the possible impact of events on their AML and PEP procedures
Changes to MAR 1 following ECJ decision
FSA report reveals latest HFS and HFACS survey results including average returns, portfolio liquidity and counterparty exposures
Guidance on lines 142 and 143 in relation to capital planning buffers
FCA releases near final rules on SM&CR for FCA regulated firms.
On 4 July 2018, the Financial Conduct Authority (“FCA”) released ‘The Senior Managers and Certification Regime: Guide for...
FCA’s approach to Brexit – Speech 19 July 2018
The Financial Conduct Authority (“FCA”) has been steadily building up their International Division to ensure they can drive...
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