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FSA have issued consultative guidance including a useful Q&A
FSA propose to extend deadline for certain non-listed firms
Proposed changes to clarify reporting requirements
Final Notice issued to firm for failures relating to marketing of UCIS
Proposed changes to COLL clarifying money market fund definitions
FSA inviting firms to register for Online Invoicing
SEC signal Dodd Frank deadline extension
FATF have updated list
Advance notice of telephone numbers
Six months to go
FCA releases near final rules on SM&CR for FCA regulated firms.
On 4 July 2018, the Financial Conduct Authority (“FCA”) released ‘The Senior Managers and Certification Regime: Guide for...
ICO: Data Protection registration and fees
Of relevance to: All firms processing personal data, including data controllers currently registered with the ICO Key date:...
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