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FSA have issued consultative guidance including a useful Q&A
FSA propose to extend deadline for certain non-listed firms
Proposed changes to clarify reporting requirements
Final Notice issued to firm for failures relating to marketing of UCIS
Proposed changes to COLL clarifying money market fund definitions
FSA inviting firms to register for Online Invoicing
SEC signal Dodd Frank deadline extension
FATF have updated list
Advance notice of telephone numbers
Six months to go
FCA change of London address
Of relevance to: All firms regulated by the FCA Key date: From June 2018 – update websites, literature,...
GDPR Compliance is now a board level responsibility
Of relevance to: All FCA-regulated firms Key date: Applicable from 25 May 2018 The Financial Conduct Authority (“FCA”)...
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