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Home » Archives for May 2011
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6th May 2011
FSA have issued consultative guidance including a useful Q&A
FSA propose to extend deadline for certain non-listed firms
Proposed changes to clarify reporting requirements
Final Notice issued to firm for failures relating to marketing of UCIS
Proposed changes to COLL clarifying money market fund definitions
FSA inviting firms to register for Online Invoicing
SEC signal Dodd Frank deadline extension
FATF have updated list
Advance notice of telephone numbers
Professional Clients and the Financial Ombudsman Service
Background Changes are being made to the Disputes Resolution Sourcebook: Complaints Sourcebook (DISP) of the FCA Handbook. The...
Fourth Money Laundering Directive: Proposed Amendments
As we know the UK (and other Member States) have until 26 June 2017 to implement the Fourth...
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