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Home » Archives for May 2011
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FSA have issued consultative guidance including a useful Q&A
FSA propose to extend deadline for certain non-listed firms
Proposed changes to clarify reporting requirements
Final Notice issued to firm for failures relating to marketing of UCIS
Proposed changes to COLL clarifying money market fund definitions
FSA inviting firms to register for Online Invoicing
SEC signal Dodd Frank deadline extension
FATF have updated list
Advance notice of telephone numbers
Six months to go
Brexit — HM Treasury publishes draft Statutory Instrument — MiFID
The European Union (Withdrawal) Act 2018 (EUWA) repeals the European Communities Act 1972 on the day the UK...
FCA FIRDS and Transaction Reporting
Should the UK leave the EU without a transition period, the FCA expects firms, trading venues and ARMs...
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