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Home » Archives for June 2011
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2nd Jun 2011
Policy Statement issued
Final Notice for individual issued
FSA publishes first two decision notices
Dear Compliance Officer letter received by some firms
Results on performance and service standards published
Consultation on changes to DISP
Further application details available
Important changes announced
Comments submitted by Complyport
Professional Clients and the Financial Ombudsman Service
Background Changes are being made to the Disputes Resolution Sourcebook: Complaints Sourcebook (DISP) of the FCA Handbook. The...
Fourth Money Laundering Directive: Proposed Amendments
As we know the UK (and other Member States) have until 26 June 2017 to implement the Fourth...
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