+44 (0)20 7399 4980
Home » Archives for June 2011
I want to find news on...
New system to impact on firms' transaction reporting
New guidance on reporting of on-exchange derivatives
Comments submitted by Complyport
Important changes announced
Further application details available
Consultation on changes to DISP
Results on performance and service standards published
Dear Compliance Officer letter received by some firms
FSA publishes first two decision notices
Final Notice for individual issued
Policy Statement issued
FCA change of London address
Of relevance to: All firms regulated by the FCA Key date: From June 2018 – update websites, literature,...
GDPR Compliance is now a board level responsibility
Of relevance to: All FCA-regulated firms Key date: Applicable from 25 May 2018 The Financial Conduct Authority (“FCA”)...
Please leave this field empty.