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Up to seven new NGP reports will be scheduled on GABRIEL
New proposed requirements for banks, large investment firms and firms subject to certain CASS rules
FSA publishes decision notice for firm engaged in market abuse
Handbook changes published by FSA
Consultative guidance covers 'top questions' on RDR
Guidance on reporting requirements for derivative transactions
FCA releases near final rules on SM&CR for FCA regulated firms.
On 4 July 2018, the Financial Conduct Authority (“FCA”) released ‘The Senior Managers and Certification Regime: Guide for...
FCA Asset Management Conference – Insights
On 12 June, London’s Queen Elizabeth II Centre was home to the FCA Asset Management Conference 2018. The...
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