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Up to seven new NGP reports will be scheduled on GABRIEL
New proposed requirements for banks, large investment firms and firms subject to certain CASS rules
FSA publishes decision notice for firm engaged in market abuse
Handbook changes published by FSA
Consultative guidance covers 'top questions' on RDR
Guidance on reporting requirements for derivative transactions
FCA introduces new rules and guidance on how advice should be provided to consumers on pension transfers
Of relevance to: All firms advising on pension transfers, those acting as pension transfer specialists, pension providers, and...
FCA Financial Crime Guide to have new chapter on insider dealing and market manipulation
Of relevance to: All firms subject to the financial crime rules in SYSC 6.1.1R, and who arrange...
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