Financial Transaction Tax Proposed Directive could have significant implications for EU financial institutions and those transacting with them
Prompt Response FSA impose large penalty on firm for inadequate arrangements to protect client assets
FSA Action on Unregulated Collective Investment Schemes Compliance officer fined following penalty on firm
FCA FIRDS and Transaction Reporting Should the UK leave the EU without a transition period, the FCA expects firms, trading venues and ARMs...
Brexit — HM Treasury publishes draft Statutory Instrument — MiFID The European Union (Withdrawal) Act 2018 (EUWA) repeals the European Communities Act 1972 on the day the UK...
