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EU Commission publishes draft revised Directive
Proposed changes to MAD
Changes to method of calculating fees proposed
Observations from FSA visits
Credit Suisse fined £5.95m
Guidance for banks and building societies
No objections raised
Enhancement to certain firms' disclosure policies
RMAR Changes: Delayed until 2013
FSA releases draft update
FSA communication advises firms of changes
Complyport has moved offices
FCA releases near final rules on SM&CR for FCA regulated firms.
On 4 July 2018, the Financial Conduct Authority (“FCA”) released ‘The Senior Managers and Certification Regime: Guide for...
FCA Asset Management Conference – Insights
On 12 June, London’s Queen Elizabeth II Centre was home to the FCA Asset Management Conference 2018. The...
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