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Home » Archives for November 2011
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9th Nov 2011
EU Commission publishes draft revised Directive
Proposed changes to MAD
Changes to method of calculating fees proposed
Observations from FSA visits
Credit Suisse fined £5.95m
Guidance for banks and building societies
No objections raised
Enhancement to certain firms' disclosure policies
Professional Clients and the Financial Ombudsman Service
Background Changes are being made to the Disputes Resolution Sourcebook: Complaints Sourcebook (DISP) of the FCA Handbook. The...
Fourth Money Laundering Directive: Proposed Amendments
As we know the UK (and other Member States) have until 26 June 2017 to implement the Fourth...
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