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Home » Archives for November 2011
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EU Commission publishes draft revised Directive
Proposed changes to MAD
Changes to method of calculating fees proposed
Observations from FSA visits
Credit Suisse fined £5.95m
Guidance for banks and building societies
No objections raised
Enhancement to certain firms' disclosure policies
RMAR Changes: Delayed until 2013
FSA releases draft update
FSA communication advises firms of changes
Complyport has moved offices
FCA introduces new rules and guidance on how advice should be provided to consumers on pension transfers
Of relevance to: All firms advising on pension transfers, those acting as pension transfer specialists, pension providers, and...
FCA Financial Crime Guide to have new chapter on insider dealing and market manipulation
Of relevance to: All firms subject to the financial crime rules in SYSC 6.1.1R, and who arrange...
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