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EU Commission proposals to boost venture capital funds industry
Proposed amendments to MAR 1.4
Pillar 3 Disclosure Enhancements: Changes to BIPRU 11 to take effect from 31 December
Final guidance published setting out FSA's expectations for firms' financial crime systems and controls
New prudential return for UK banks and certain BIPRU 730K firms
10th annual survey of UK energy market brokers
Joint HM Treasury and FSA consultation
FCA Financial Crime Guide to have new chapter on insider dealing and market manipulation
Of relevance to: All firms subject to the financial crime rules in SYSC 6.1.1R, and who arrange...
FCA releases near final rules on SM&CR for FCA regulated firms.
On 4 July 2018, the Financial Conduct Authority (“FCA”) released ‘The Senior Managers and Certification Regime: Guide for...
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