P: +44 (0)20 7399 4980 E: email@example.com
Home » Archives for April 2012
I want to find news on...
17th Apr 2012
Enhanced guidance on calculating fees
Guidance issued on fund performance and image advertising
Consultative guidance published by FSA following bribery thematic review
Areas of focus will include client money and assets and transaction reporting
Risk areas include promotion of UCIS and Host ACDs
Proposals include changes to eligibility criteria
New Rules for firms that hold client money and / or assets
Proposal to create new authorised contractual scheme
FSA consultative guidance sets out the Regulator's expectations for NEDs
Professional Clients and the Financial Ombudsman Service
Background Changes are being made to the Disputes Resolution Sourcebook: Complaints Sourcebook (DISP) of the FCA Handbook. The...
Fourth Money Laundering Directive: Proposed Amendments
As we know the UK (and other Member States) have until 26 June 2017 to implement the Fourth...
Please leave this field empty.