EMIR Progress

Following ESMA's final report the FSA sets out likely timetable for introduction of measures

EMIR Progress Image

FSA: Client Assets Unit

Speech by the Head of Client Assets Unit confirms compliance with CASS is a regulatory priority and that the Unit will visit more firms

FSA: Client Assets Unit Image

AIFMD Update: CP12/32

FSA release first part of their two part consultation on AIFMD. CP12/32 sets out FSA's current thinking but leaves many areas unanswered

AIFMD Update: CP12/32 Image

Financial Crime Update

FSA warns that next round of thematic reviews will cover AML and ABC systems and controls in asset management firms

Financial Crime Update Image

MiFID II Progress

European Parliament adopts amended draft leading to possible two tier approach to banning of commission payments

MiFID II Progress Image