AIFMD Update: CP12/32

FSA release first part of their two part consultation on AIFMD. CP12/32 sets out FSA's current thinking but leaves many areas unanswered

FSA: Client Assets Unit

Speech by the Head of Client Assets Unit confirms compliance with CASS is a regulatory priority and that the Unit will visit more firms

EMIR Progress

Following ESMA's final report the FSA sets out likely timetable for introduction of measures

Digital Financial Promotions

Clive Gordon of the FSA explains that the promotion rules are media-neutral, adding "digital media is on our radar"

The Journey Ahead

New publication sets out the FCA's approach to regulation from 'Day One'

Transactions Actions

Stockbroker and CFD trading platform firm fined for transaction reporting failures

MiFID II Progress

European Parliament adopts amended draft leading to possible two tier approach to banning of commission payments

Financial Crime Update

FSA warns that next round of thematic reviews will cover AML and ABC systems and controls in asset management firms