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FSA releases second consultation paper on AIFMD
Further information provided ahead of cut-over to FCA on 1 April
New status disclosure requirements for FCA cut-over
Reiterates more 'proactive' approach and highlights areas of interest such as conflicts and corporate access
Priority risks include design of certain products and services, lack of oversight of distribution channels and poor understanding of risk and return
FSA looking into issue of firms using clients' money to pay for corporate access
HM Treasury has updated its list of problem jurisdictions
Adoption of EU-wide passport and uniform requirements for such collective investment undertakings
FCA change of London address
Of relevance to: All firms regulated by the FCA Key date: From June 2018 – update websites, literature,...
GDPR Compliance is now a board level responsibility
Of relevance to: All FCA-regulated firms Key date: Applicable from 25 May 2018 The Financial Conduct Authority (“FCA”)...
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