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FSA releases second consultation paper on AIFMD
Further information provided ahead of cut-over to FCA on 1 April
New status disclosure requirements for FCA cut-over
Reiterates more 'proactive' approach and highlights areas of interest such as conflicts and corporate access
Priority risks include design of certain products and services, lack of oversight of distribution channels and poor understanding of risk and return
FSA looking into issue of firms using clients' money to pay for corporate access
HM Treasury has updated its list of problem jurisdictions
Adoption of EU-wide passport and uniform requirements for such collective investment undertakings
FCA releases near final rules on SM&CR for FCA regulated firms.
On 4 July 2018, the Financial Conduct Authority (“FCA”) released ‘The Senior Managers and Certification Regime: Guide for...
ICO: Data Protection registration and fees
Of relevance to: All firms processing personal data, including data controllers currently registered with the ICO Key date:...
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