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Wide ranging changes to COBS 4.12 from 1 January 2014
Changes to Notification Procedures: FCA releases new forms for shares, sovereign debt and CDS
FCA view differs from European Commission over passporting of MiFID type activities under AIFMD
FCA signs supervisory cooperation agreements with 34 non-EEA countries
HMT highlights challenges and opportunities for the UK fund management industry and sets out steps to be taken to reverse the UK's declining share of fund domicile
FCA qualifies transitional provisions
Distinct from the CRD and AIFMD driven Remuneration Codes, ESMA intends all three to be seem as "complementary rather than conflicting"
FCA change of London address
Of relevance to: All firms regulated by the FCA Key date: From June 2018 – update websites, literature,...
GDPR Compliance is now a board level responsibility
Of relevance to: All FCA-regulated firms Key date: Applicable from 25 May 2018 The Financial Conduct Authority (“FCA”)...
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