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Home » Archives for June 2013
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Wide ranging changes to COBS 4.12 from 1 January 2014
Changes to Notification Procedures: FCA releases new forms for shares, sovereign debt and CDS
FCA view differs from European Commission over passporting of MiFID type activities under AIFMD
FCA signs supervisory cooperation agreements with 34 non-EEA countries
HMT highlights challenges and opportunities for the UK fund management industry and sets out steps to be taken to reverse the UK's declining share of fund domicile
FCA qualifies transitional provisions
Distinct from the CRD and AIFMD driven Remuneration Codes, ESMA intends all three to be seem as "complementary rather than conflicting"
Brexit — HM Treasury publishes draft Statutory Instrument — MiFID
The European Union (Withdrawal) Act 2018 (EUWA) repeals the European Communities Act 1972 on the day the UK...
FCA FIRDS and Transaction Reporting
Should the UK leave the EU without a transition period, the FCA expects firms, trading venues and ARMs...
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