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Wide ranging changes to COBS 4.12 from 1 January 2014
Changes to Notification Procedures: FCA releases new forms for shares, sovereign debt and CDS
FCA view differs from European Commission over passporting of MiFID type activities under AIFMD
FCA signs supervisory cooperation agreements with 34 non-EEA countries
HMT highlights challenges and opportunities for the UK fund management industry and sets out steps to be taken to reverse the UK's declining share of fund domicile
FCA qualifies transitional provisions
Distinct from the CRD and AIFMD driven Remuneration Codes, ESMA intends all three to be seem as "complementary rather than conflicting"
FCA releases near final rules on SM&CR for FCA regulated firms.
On 4 July 2018, the Financial Conduct Authority (“FCA”) released ‘The Senior Managers and Certification Regime: Guide for...
ICO: Data Protection registration and fees
Of relevance to: All firms processing personal data, including data controllers currently registered with the ICO Key date:...
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