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Changes will include a new prudential sourcebook IFPRU
Further type of collective scheme proposed following EuVECA and EuSEF
Increased use of thematic reviews a possibility
RBS becomes latest big name to receive a fine for transaction reporting failings
Start date for reporting interest rate and credit derivatives moved to 1 January 2014
FCA's AIFMD Register contains just three firms, suggesting many firms are taking advantage of the 12 month transitional period
FCA introduces new rules and guidance on how advice should be provided to consumers on pension transfers
Of relevance to: All firms advising on pension transfers, those acting as pension transfer specialists, pension providers, and...
FCA Financial Crime Guide to have new chapter on insider dealing and market manipulation
Of relevance to: All firms subject to the financial crime rules in SYSC 6.1.1R, and who arrange...
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