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The FCA's CP14/4 proposes to introduce guidance on SYSC 19C
Both the European Parliament and the European Council appear to have reached wording agreement UCITS V
CP14/4 contains other proposals of interest to AIFMs
The FCA is undertaking a review of best execution in different markets
HMRC has updated its Guidance Notes
Guidelines introduced on submission of SARs
Remuneration and Risk Takers: RTS adopted on the identification of 'material risk takers'
FCA statement on risk mitigation techniques relating to OTC derivative trades not cleared by a CCP
RTS concerning calculation of CRD IV own funds
FCA introduces new rules and guidance on how advice should be provided to consumers on pension transfers
Of relevance to: All firms advising on pension transfers, those acting as pension transfer specialists, pension providers, and...
FCA Financial Crime Guide to have new chapter on insider dealing and market manipulation
Of relevance to: All firms subject to the financial crime rules in SYSC 6.1.1R, and who arrange...
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