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The FCA's CP14/4 proposes to introduce guidance on SYSC 19C
Both the European Parliament and the European Council appear to have reached wording agreement UCITS V
CP14/4 contains other proposals of interest to AIFMs
The FCA is undertaking a review of best execution in different markets
HMRC has updated its Guidance Notes
Guidelines introduced on submission of SARs
Remuneration and Risk Takers: RTS adopted on the identification of 'material risk takers'
FCA statement on risk mitigation techniques relating to OTC derivative trades not cleared by a CCP
RTS concerning calculation of CRD IV own funds
FCA releases near final rules on SM&CR for FCA regulated firms.
On 4 July 2018, the Financial Conduct Authority (“FCA”) released ‘The Senior Managers and Certification Regime: Guide for...
FCA Asset Management Conference – Insights
On 12 June, London’s Queen Elizabeth II Centre was home to the FCA Asset Management Conference 2018. The...
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