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Home » Archives for April 2014
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24th Apr 2014
We are pleased to announce a new CEO and other appointments
A reminder to submit exemption forms
Q&A on application of AIFMD updated
Latest survey released by FCA
Submission date of first COREP report delayed by one month
The FCA has now published a summary of its approach to the supervision of C4 firms
FCA identifies potential issues which it will monitor and intervene over
Details of proposed fees published in CP14/6
Final levy published for 2014/2015 at a lower level than forecast
Professional Clients and the Financial Ombudsman Service
Background Changes are being made to the Disputes Resolution Sourcebook: Complaints Sourcebook (DISP) of the FCA Handbook. The...
Fourth Money Laundering Directive: Proposed Amendments
As we know the UK (and other Member States) have until 26 June 2017 to implement the Fourth...
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