FCA: Enhanced Supervision

The FCA publishes policy statement on how it will address serious failings of standards, governance and culture in firms; 'Tackling serious failings in firms'.

CASS: Overhaul of Regime

CASS Policy Statement 'Review of the client assets regime for investment business' (PS14/9) is published, with relevant firms facing changes to rules and guidance to be phased-in in three tranches.

Wholesale Markets Review

The government announces a review into wholesale markets and how they operate; a joint FCA/Bank of England/HM Treasury exercise.

EMIR: Additional Reporting

Firms subject to EMIR should be aware that additional (daily) reporting to a Trade Repository (TR) comes into force on 11 August.

MiFID II

MiFID II and the Regulation (MiFIR) texts agreed by both the European Parliament and the European Council

Remuneration under CRD 4

EU Official Journal publishes criteria identifying staff subject to CRD 4 remuneration requirements