EMIR: Additional Reporting

Firms subject to EMIR should be aware that additional (daily) reporting to a Trade Repository (TR) comes into force on 11 August.

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Wholesale Markets Review

The government announces a review into wholesale markets and how they operate; a joint FCA/Bank of England/HM Treasury exercise.

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FCA: Enhanced Supervision

The FCA publishes policy statement on how it will address serious failings of standards, governance and culture in firms; 'Tackling serious failings in firms'.

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CASS: Overhaul of Regime

CASS Policy Statement 'Review of the client assets regime for investment business' (PS14/9) is published, with relevant firms facing changes to rules and guidance to be phased-in in three tranches.

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MiFID II and the Regulation (MiFIR) texts agreed by both the European Parliament and the European Council

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