Changes in Reporting of Adviser Charges

The FCA, announces the streamlining of the reporting requirements for firms providing personal recommendations to retail clients in relation to retail investment products


EU Directive now in force; changes required to remuneration policies

Fixed Overheads

Clarification of methodology provided by the EBA in draft Delegated Regulation

COBS and CoCos

COBS 22 came into force on 1st October regarding restrictions on distribution of contingent convertible instruments