Product Information New Regulation

New European Regulation aimed to provide adequate, and consistent, information to a retail investor before an investment is made comes into force on 29 December 2014

Adviser Charging and Services

Following a recent Thematic Review (TR 14/21) the FCA has announced seen evidence of increasing professionalism of the financial advice sector

FCA Strategy Review

The number of firms that the FCA is responsible for has trebled over the past eighteen months prompting organisational restructing