Newsflash Gabriel Breakdown

FCA admits some AIFMs have not yet received the information they need to be able to submit transparency reports using GABRIEL.

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SEC Inspection Priorities

On 13 January 2015, the SEC's Office of Compliance Inspections and Examinations released their 2015 Examination Priorities.

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Regulating Sonia

SONIA (Sterling Overnight Index Average) is one of seven benchmarks which will come under FCA regulation from 1 April 2015.

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UCITS share classes

Differing national practices prompt publication of Discussion Paper 2014/1577 – “Share classes of UCITS”.

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MiFID II

ESMA has published both its MiFID II Consultation Paper (2014/1570) and its Final Report on technical advice to the European Commission.

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