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ESMA issues advice of extension of AIFMD passport
SEC expresses its views on the application of Rule 204A-1
ESMA consultation published
New rules for dual-regulated firms come in to force and revised proportionality guidance issued
FATF produces report on gold sector
FCA publishes guidance on the risk to customers
FCA completes CASS compliance review of 24 firms
Further changes to DISP to come into effect
Final fees published; PGS levy introduced
HM Treasury issues consultation on changes to the Limited Partnership Act 1907
FCA contacts some firms
FCA releases near final rules on SM&CR for FCA regulated firms.
On 4 July 2018, the Financial Conduct Authority (“FCA”) released ‘The Senior Managers and Certification Regime: Guide for...
FCA Asset Management Conference – Insights
On 12 June, London’s Queen Elizabeth II Centre was home to the FCA Asset Management Conference 2018. The...
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