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ESMA issues advice of extension of AIFMD passport
SEC expresses its views on the application of Rule 204A-1
ESMA consultation published
New rules for dual-regulated firms come in to force and revised proportionality guidance issued
FATF produces report on gold sector
FCA publishes guidance on the risk to customers
FCA completes CASS compliance review of 24 firms
Further changes to DISP to come into effect
Final fees published; PGS levy introduced
HM Treasury issues consultation on changes to the Limited Partnership Act 1907
FCA contacts some firms
FCA introduces new rules and guidance on how advice should be provided to consumers on pension transfers
Of relevance to: All firms advising on pension transfers, those acting as pension transfer specialists, pension providers, and...
FCA Financial Crime Guide to have new chapter on insider dealing and market manipulation
Of relevance to: All firms subject to the financial crime rules in SYSC 6.1.1R, and who arrange...
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