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FCA publishes CP15/27 concerning UCITS V implementation
CP15/27 proposes changes to the Handbook on ELTIFs
Proposed miscellaneous changes to the Handbook in CP15/27
FinCEN proposing new rules for investment advisers
FCA’s Quarterly Consultation CP15/28 proposes amendments to the Handbook
FCA feedback on thematic review of commodities trading
New strategy moves away from C1 – C4 conduct categories
Read-only access to ONA no longer available from 23 October
FCA consults on proposed Handbook amendments.
FCA change of London address
Of relevance to: All firms regulated by the FCA Key date: From June 2018 – update websites, literature,...
GDPR Compliance is now a board level responsibility
Of relevance to: All FCA-regulated firms Key date: Applicable from 25 May 2018 The Financial Conduct Authority (“FCA”)...
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