+44 (0)20 7399 4980
Home » Archives for September 2015
I want to find news on...
FCA publishes CP15/27 concerning UCITS V implementation
CP15/27 proposes changes to the Handbook on ELTIFs
Proposed miscellaneous changes to the Handbook in CP15/27
FinCEN proposing new rules for investment advisers
FCA’s Quarterly Consultation CP15/28 proposes amendments to the Handbook
FCA feedback on thematic review of commodities trading
New strategy moves away from C1 – C4 conduct categories
Read-only access to ONA no longer available from 23 October
FCA consults on proposed Handbook amendments.
FCA releases near final rules on SM&CR for FCA regulated firms.
On 4 July 2018, the Financial Conduct Authority (“FCA”) released ‘The Senior Managers and Certification Regime: Guide for...
ICO: Data Protection registration and fees
Of relevance to: All firms processing personal data, including data controllers currently registered with the ICO Key date:...
Please leave this field empty.