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Home » Archives for September 2015
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28th Sep 2015
FCA publishes CP15/27 concerning UCITS V implementation
CP15/27 proposes changes to the Handbook on ELTIFs
Proposed miscellaneous changes to the Handbook in CP15/27
FinCEN proposing new rules for investment advisers
FCA’s Quarterly Consultation CP15/28 proposes amendments to the Handbook
FCA feedback on thematic review of commodities trading
New strategy moves away from C1 – C4 conduct categories
Read-only access to ONA no longer available from 23 October
11th Sep 2015
FCA consults on proposed Handbook amendments.
Professional Clients and the Financial Ombudsman Service
Background Changes are being made to the Disputes Resolution Sourcebook: Complaints Sourcebook (DISP) of the FCA Handbook. The...
Fourth Money Laundering Directive: Proposed Amendments
As we know the UK (and other Member States) have until 26 June 2017 to implement the Fourth...
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