I want to find news on...
Select a keyword 4MLD
Accounts
ADR
ADRD
Advice
Adviser
Advising
AES
AFIBs
AFR
AI
AIF
AIFM
AIFMD
AIFMs
AIFs
AIM
AIM Companies
AIM47
Algorithmic trading
Alternative Finance Investment Bonds
Alternative Investment Funds
AML
AML/CTF
AMLD
Anti Money Laundering
APER
App
Appointed Representatives
Appropriate pension transfer analysis
Appropriateness
Approved Persons
Approved Persons Regime
AR
Arranging
Artificial Intelligence
Asse
Asset Finance
Asset management
Asset Management Market Study
Authorisation
Authorisation Hub
Authorised Funds
Automated trading
award
BCP
Benchmark Regulations
Benchmarks
Beneficial Ownership
Best Execution
Binary Options
BMR
Brexit
Business Plan
BYOD
Capital Markets Union
Capital Requirements
Capital Resources Requirement
CASS
CDD
CEBS
CEICs
Central Securities Depository Regulation
CFD
Change in Control
Charges
CIC
CISI
Claims Management Companies
Claims Management Regulation
clearing
Client Categorisation
Client Money
CMAR
CMCs
CMU
COBS
COCON
Code
Code of Conduct
COLL
Collective Investment Schemes
Commission
Companies Act
Competition
Complaints
Complyport
ComplyTracker
Conduct
Conflicts of Interest
Connect
Consultancy Services
Consumer Credit
Consumers
Contracts for Difference
Corporate Banking
Corporate criminal offence
Counter Terrorism Financing
CP18/19
CR
CRD 4
Credit rating
criminal offence
Cross-border marketing
Crowdfunding
CSDR
CTFC
Culture
Cyber Crime
Cyber security
Data Protection
Data Protection Act
Data Security
Dear CEO
DFS
Director Appointment Records
Disclosure
DISP
DPA
DRMP
DTR
Due Diligence
EBA
EBD
EDD
EIOPA
Electronic Trading
ELTIF
EMIR
Enforcement
Enterprise and Employment Bill
Entity Legal Forms
ERM
ESMA
ESMA Q&As
EU
EU Growth Prospectus
EU Withdrawal
European Regulation
European Union
European Venues and Intermediaries Association
EuSEF
EuVECA
Event
EVIA
FAMR
FAST
FATCA
FATF
FC1
FC2
FCA
FCA Register
FCG
FCTR
Fees
Finalised Guidance
Financial Crime
Financial Crime Guide
Financial Crime Risk
Financial Crime Thematic Review
Financial Intelligence Unit
Financial Promotions
Financial Regulation
Financial Sanctions
Financial Services Compensation Scheme
Financial Services Contracts Regime
Financial Services legislation
Financial Services Register
FinCEN
Fines
FINRA
Forex
FOS
Fraud
FRC
FRR
FSB
FSCR
FSCS
FSS
FTR
FUND
funeral plan contract
Funeral Plan Providers
Funeral Planning Authority
Funeral Plans
G2O
GAA
GDPR
General Data Protection Regulation
General Insurance
GFXC
GLB
GLEIF
gold
Governance
Government
GRC
Guidance
Guidance Consultation
Guidelines
handbook
HM Treasury
HMRC
Hong Kong
Hub
ICO
IDD
IFA
IFISA
IGC
IMD
Independent Advice
Individual accountability
Inducements
Information Commissioner’s Office
Information Security
InfoSec
Inside Information
Insider Dealing
Instruments
Insurance
Insurance Distribution Directive
Insurance Renewal
International
International Order Book
Introducers
Investment
Investment Management
Investment Managers
Investments
IOB
IOM
IOSCO
IPO
ISA
Islamic Finance
Islamic finance-equivalent bonds
Isle of Man
IT
ITS
Jersey
JMLSG
Joint Money Laundering Steering Group
Key Information Document
KID
Knowledge and competence
Legal Entity Identifier
legislation
LEI
LEI Requirement
Leverage
Levies
Limited Liability Partnerships
Limited Partnership
Liquidity
loan
Loan Based
London Stock Exchange
LP
LSE
MAR
Market Abuse
Market Abuse Regulation
Market Conduct
Market Integrity
Market Manipulation
market study
Marketing
Markets in Financial Instruments Directive
Markets in Financial Instruments Regulation
Merger
MIC
MiFID
MiFID II
MiFIR
Minimum Requirement for own funds and Eligible Liabilities
MLRO
MMFs
Mobile Phone Recording
Money Laundering
Money Market Funds
Monitoring
MREL
MTFs
Multi-Firm Review
Multilateral Trading Facilities
NMPIs
November
NURS
ODR
OEICs
OFSI
OFT
ONA
Open Ended Investment Companies
Opinions
ORA
Order Flow
Organised Trading Facilities
OTC
OTFs
Oversight
P2P
PA Dealing
Packaged Retail and Insurance-based Investment Products
Panama Papers
Partnership
Passporting
Pension Transfer
Pension Transfer Advice
Pension Transfer Specialist
Pension Transfers
pensions
PEP
PEPs
Personal Data
Platform-based investments
Platforms
Portal
Position Limits
PRA
PRIIP
PRIIPs
Principals
Privacy
Privacy Shield
Private Equity
products
Prospectus
Prospectus Directive
Prospectus Regime
Prospectus Regulation
Prudential Standards
PSC
PSD2
PSR
qualifications
ransomware
RAO
RDR
Recovery and Resolution
References
Regulated Activities Order
Regulation
Regulatory Reform
Remuneration
Renewal Premium
REP-CRIM
report
Reporting
Restitution
Restraint Order
Restricted Advice
Retail
Retail Distribution Review
Retail Investment Advice
Retail Investment Product
Retrospective
RIPs
Risk
Risk and Compliance
Robo Advice
RTS
RTS21
Rules
s166
Safe Harbor
Sanctions
SBEEB
Scotland
SEC
Sector Views
Securities and Futures Commission
Securities Financing Transactions Regulation
Securitisation Regulation
Senior Managers and Certification Regime
Senior Managers Regime
SETS
SFC
SFTR
share classes
Significant Control
Skilled Persons Reports
SMCR
SME
SME Growth Market
SMR
Social Finance
Solvency II
SONIA
STF
STFR
Stock Exchange Electronic Trading Service
Suitability
Sukuk
Supervision
Survey
Surveys
Syndicated Lending
SYSC
Systems and Controls
Takeover Code
Tax
TC 2.1
TCF
The Directory
their Governance
Thematic review
Third country
Third country broker-dealers
TOR
TPR
Trade Controls
Trade Repository
trading
trading platforms
Training
Training and Competence
Transaction Reporting
Transfer value comparator
Transparency
Treasury
Triage services
Turnaround Code
UCITS
UCITS V
UDR
UK
Universal Registration Document
Unregulated activities
Unregulated Markets
US
US regulation
Variation Margin
Variation of Permission
Venture Capital
VOP
Wealth Management
whistleblowing
Wholesale Market Brokers’ Association
Wholesale Markets
WMBA
Workshops
Categories Corporate Governance
Dealing and Execution
European Regulation
Financial Crime
GRC Issues
International
Latest News
Regulatory News
Reporting
Retail News
Risk
Systems and Controls
UK Regulation
US Regulation
News Archive
February 2019
January 2019
December 2018
November 2018
October 2018
August 2018
July 2018
June 2018
May 2018
April 2018
March 2018
February 2018
January 2018
December 2017
November 2017
October 2017
September 2017
July 2017
June 2017
May 2017
April 2017
March 2017
February 2017
January 2017
December 2016
November 2016
October 2016
September 2016
August 2016
July 2016
June 2016
May 2016
April 2016
March 2016
February 2016
January 2016
December 2015
November 2015
October 2015
September 2015
August 2015
July 2015
June 2015
May 2015
April 2015
March 2015
February 2015
January 2015
December 2014
November 2014
October 2014
September 2014
August 2014
July 2014
June 2014
April 2014
March 2014
December 2013
November 2013
August 2013
June 2013
April 2013
March 2013
November 2012
September 2012
August 2012
July 2012
June 2012
May 2012
April 2012
February 2012
January 2012
December 2011
November 2011
October 2011
September 2011
August 2011
July 2011
June 2011
May 2011
April 2011
March 2011
February 2011
January 2011
December 2010
October 2010
September 2010
August 2010
July 2010
June 2010
May 2010
April 2010
March 2010
February 2010
January 2010
December 2009
November 2009
October 2009
September 2009