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Home » Archives for January 2016
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The advent of automated retail advisers - Robo Advisers opens a new set of compliance challenges and brings issues of suitability back into frame
13th Jan 2016
Professional Clients and the Financial Ombudsman Service
Background Changes are being made to the Disputes Resolution Sourcebook: Complaints Sourcebook (DISP) of the FCA Handbook. The...
Fourth Money Laundering Directive: Proposed Amendments
As we know the UK (and other Member States) have until 26 June 2017 to implement the Fourth...
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