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The implementation date of the MiFID II framework (both the Directive and the Regulation) has now been formally extended by one year
FCA Policy Statement PS16/2 sets out, as far as is possible, the final rules arising from the implementation of UCITS V, although there is also impact on NURS.
From 6th April 2016 the FCA rulebook will be changing to pave the way for the new Innovative Finance ISA
Following a review of new client take-on procedures in a sample of ten firms that offered contract for difference products, the FCA has published a ‘Dear CEO’ letter
FCA releases near final rules on SM&CR for FCA regulated firms.
On 4 July 2018, the Financial Conduct Authority (“FCA”) released ‘The Senior Managers and Certification Regime: Guide for...
FCA Asset Management Conference – Insights
On 12 June, London’s Queen Elizabeth II Centre was home to the FCA Asset Management Conference 2018. The...
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