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The implementation date of the MiFID II framework (both the Directive and the Regulation) has now been formally extended by one year
FCA Policy Statement PS16/2 sets out, as far as is possible, the final rules arising from the implementation of UCITS V, although there is also impact on NURS.
From 6th April 2016 the FCA rulebook will be changing to pave the way for the new Innovative Finance ISA
Following a review of new client take-on procedures in a sample of ten firms that offered contract for difference products, the FCA has published a ‘Dear CEO’ letter
FCA introduces new rules and guidance on how advice should be provided to consumers on pension transfers
Of relevance to: All firms advising on pension transfers, those acting as pension transfer specialists, pension providers, and...
FCA Financial Crime Guide to have new chapter on insider dealing and market manipulation
Of relevance to: All firms subject to the financial crime rules in SYSC 6.1.1R, and who arrange...
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