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Home » Archives for February 2016
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24th Feb 2016
23rd Feb 2016
The implementation date of the MiFID II framework (both the Directive and the Regulation) has now been formally extended by one year
12th Feb 2016
FCA Policy Statement PS16/2 sets out, as far as is possible, the final rules arising from the implementation of UCITS V, although there is also impact on NURS.
11th Feb 2016
From 6th April 2016 the FCA rulebook will be changing to pave the way for the new Innovative Finance ISA
10th Feb 2016
9th Feb 2016
8th Feb 2016
Following a review of new client take-on procedures in a sample of ten firms that offered contract for difference products, the FCA has published a ‘Dear CEO’ letter
5th Feb 2016
Professional Clients and the Financial Ombudsman Service
Background Changes are being made to the Disputes Resolution Sourcebook: Complaints Sourcebook (DISP) of the FCA Handbook. The...
FCA change of London address
Of relevance to: All firms regulated by the FCA Key date: From June 2018 – update websites, literature,...
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