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EBA/EIOPA/ESMA publishes joint consultation paper concerning PRIIPS
FCA publishes discussion paper
EMIR Variation Margin Regulations will apply from 1 March 2017
Revisions to RTS and ITS will apply from 1 November 2017
FCA Financial Crime Guide to have new chapter on insider dealing and market manipulation
Of relevance to: All firms subject to the financial crime rules in SYSC 6.1.1R, and who arrange...
FCA releases near final rules on SM&CR for FCA regulated firms.
On 4 July 2018, the Financial Conduct Authority (“FCA”) released ‘The Senior Managers and Certification Regime: Guide for...
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