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FCA concludes most firms have failed to take on board previously published work
JMLSG consults on changes to the Guidance
A reminder of the annual submissions due to the SFC by Friday 28 April 2017 for firms having their financial year ending December:
HM Treasury has announced the creation of a new watchdog that will tackle potential weaknesses in the money laundering supervisory system that criminals and terrorists may be trying to exploit.
Regulation transposing 4MLD into national law published
FCA sends Dear CEO letters
FCA publishes statement regarding failing oversight of best execution
UK to change definition of regulated advice
Feedback from discussion paper prompts FCA to reform the Initial Public Offerings process
Brexit — HM Treasury publishes draft Statutory Instrument — MiFID
The European Union (Withdrawal) Act 2018 (EUWA) repeals the European Communities Act 1972 on the day the UK...
FCA FIRDS and Transaction Reporting
Should the UK leave the EU without a transition period, the FCA expects firms, trading venues and ARMs...
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