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Home » Archives for April 2017
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FCA publishes consultation paper
FCA publishes business plan for 2017/18
Legislative reform now in force
Regulatory Technical Standard to apply from January 2018
FCA Financial Crime Guide to have new chapter on insider dealing and market manipulation
Of relevance to: All firms subject to the financial crime rules in SYSC 6.1.1R, and who arrange...
FCA releases near final rules on SM&CR for FCA regulated firms.
On 4 July 2018, the Financial Conduct Authority (“FCA”) released ‘The Senior Managers and Certification Regime: Guide for...
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