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Reduction of financial crime will remain a priority
FSA propose amendments to reporting OTC derivatives
HMT consulting on prospectus requirements
FSA publishes amended guidance on completion of certain data forms
Changes made to improve quality of auditors' reports on client assets
Guidance on lines 142 and 143 in relation to capital planning buffers
Changes to TC, appropriate qualifications and code of practice for approved persons
Proposal to provide FSA with prior notice of change
New guidance on centrally cleared CFDs
New data item for non-ILAS BIPRU firms
FSA clarify reporting requirements
FSA Consultation Paper
RBS fined for breaches of money laundering rules
Four small changes to data item FSA003
Many firms having to revisit transaction reporting procedures
New Discussion Paper released
COVID-19 (Coronavirus) Pandemic Response In Financial Services
The World Health Organisation (“WHO”) has now officially classified the COVID-19 outbreak as a Pandemic. This means that...
The Coronavirus (COVID-19) Pandemic: A Summary of FCA Guidance & Regulatory Developments in the EU’s Investment Services and Capital Markets Sectors
The FCA has issued the following guidance to the financial services industry regarding the response that FCA expects...
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