+44 (0)20 7399 4980
Home » Regulatory News » Corporate Governance » Page 4
I want to find news on...
FSA publishes amended guidance on completion of certain data forms
Changes made to improve quality of auditors' reports on client assets
Reduction of financial crime will remain a priority
FSA propose amendments to reporting OTC derivatives
HMT consulting on prospectus requirements
Guidance on lines 142 and 143 in relation to capital planning buffers
Changes to TC, appropriate qualifications and code of practice for approved persons
Proposal to provide FSA with prior notice of change
New guidance on centrally cleared CFDs
New data item for non-ILAS BIPRU firms
FSA clarify reporting requirements
FSA Consultation Paper
RBS fined for breaches of money laundering rules
Four small changes to data item FSA003
Many firms having to revisit transaction reporting procedures
impact on IMC
FCA introduces new rules and guidance on how advice should be provided to consumers on pension transfers
Of relevance to: All firms advising on pension transfers, those acting as pension transfer specialists, pension providers, and...
FCA Financial Crime Guide to have new chapter on insider dealing and market manipulation
Of relevance to: All firms subject to the financial crime rules in SYSC 6.1.1R, and who arrange...
Please leave this field empty.