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New UK corporate governance code
A new form
Outcome of ECON and Ecofinvotes
Two tier structure adopted
MarketWatch34 published by the FSA
FSA continuing to strengthen interest
New FSA reporting system
First the 'Swedish Proposal', now the 'Spanish Proposal'.
Template for global collection of hedge fund information
Changes and corrections to SUP, DTR, COL and PRIN
New draft rules governing close links reporting
Possibility of exemptions ceasing
A applications and notifications submission to change
FSA Feedback Statement on short selling
FCA introduces new rules and guidance on how advice should be provided to consumers on pension transfers
Of relevance to: All firms advising on pension transfers, those acting as pension transfer specialists, pension providers, and...
FCA Financial Crime Guide to have new chapter on insider dealing and market manipulation
Of relevance to: All firms subject to the financial crime rules in SYSC 6.1.1R, and who arrange...
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