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New Discussion Paper released
A new form
New UK corporate governance code
Outcome of ECON and Ecofinvotes
Two tier structure adopted
MarketWatch34 published by the FSA
FSA continuing to strengthen interest
New FSA reporting system
First the 'Swedish Proposal', now the 'Spanish Proposal'.
Template for global collection of hedge fund information
Changes and corrections to SUP, DTR, COL and PRIN
New draft rules governing close links reporting
Possibility of exemptions ceasing
A applications and notifications submission to change
FSA Feedback Statement on short selling
FCA releases near final rules on SM&CR for FCA regulated firms.
On 4 July 2018, the Financial Conduct Authority (“FCA”) released ‘The Senior Managers and Certification Regime: Guide for...
FCA Asset Management Conference – Insights
On 12 June, London’s Queen Elizabeth II Centre was home to the FCA Asset Management Conference 2018. The...
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