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New Discussion Paper released
New UK corporate governance code
A new form
Outcome of ECON and Ecofinvotes
Two tier structure adopted
MarketWatch34 published by the FSA
FSA continuing to strengthen interest
New FSA reporting system
First the 'Swedish Proposal', now the 'Spanish Proposal'.
Template for global collection of hedge fund information
Changes and corrections to SUP, DTR, COL and PRIN
New draft rules governing close links reporting
Possibility of exemptions ceasing
A applications and notifications submission to change
FSA Feedback Statement on short selling
CSSF — Mandatory Notification for UK firms in the context of Brexit
The Luxembourg financial regulator, the CSSF, published a press release on 15 July 2019 informing UK firms that...
Complyport & Fieldfisher’s SM&CR Webinar recording
In our continual effort to help assist financial services firms with their on-going regulatory requirements, Complyport recently hosted...
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