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The role of auditors & Skilled Persons Reports

New Discussion Paper released

FSA Enforcement Conference 2010

Enforcement activity

Close Links

A new form

Combined Code

New UK corporate governance code

Alternative Investment Fund Managers Directive

Outcome of ECON and Ecofinvotes

Financial Services and Markets Tribunal

Two tier structure adopted

Transaction Reporting

MarketWatch34 published by the FSA

Exams

IMC update

Corporate Governance – Getting Serious

FSA continuing to strengthen interest

ONA

New FSA reporting system

Broken

Broker mis-selling

AIFM (cont)

First the 'Swedish Proposal', now the 'Spanish Proposal'.

Hedge Funds & Systemic Risk – Information Collection

Template for global collection of hedge fund information

Changes

Changes and corrections to SUP, DTR, COL and PRIN

Getting Closer

New draft rules governing close links reporting

Transaction Reporting & Execution

Possibility of exemptions ceasing

Wholesale Small Firms

Insufficient documentation

Online Notifications and applications (‘ONA’)

A applications and notifications submission to change

Expanding Shorts

FSA Feedback Statement on short selling

TRUP

Update issued