Hedge Funds & Systemic Risk – Information Collection Template for global collection of hedge fund information
FCA introduces new rules and guidance on how advice should be provided to consumers on pension transfers Of relevance to: All firms advising on pension transfers, those acting as pension transfer specialists, pension providers, and...
FCA Financial Crime Guide to have new chapter on insider dealing and market manipulation Of relevance to: All firms subject to the financial crime rules in SYSC 6.1.1R, and who arrange...
