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ESMA publishes its Review of the EMIR Framework (2015/1254)
ESMA issues advice of extension of AIFMD passport
ESMA consultation published
ELTIF regulation published in Official Journal
EBA consultation period on "Sound Remuneration Policies" closes
European Council formally adopts Regulation on ELTIFs
MiFID 2 firms subject to more stringent regime
As may be recalled, last July the FCA released the results of a thematic review (TR14/13) on ‘Best execution and payment for order flow’
The FCA publishes its Quarterly Consultation Paper CP15/8 this month
Two year time frame for EMIR Reporting
FCA publishes Feedback Statement
Differing national practices prompt publication of Discussion Paper 2014/1577 – “Share classes of UCITS”.
ESMA has published both its MiFID II Consultation Paper (2014/1570) and its Final Report on technical advice to the European Commission.
Proposed ELTIF takes significant step forward.
The Bank of England publishes its approach to "Resolution"
ESMA Consultation Paper to review shortcomings of EMIR Reporting.
ESMA update Q&A on the application of the regulations
ESMA 'Call for Evidence' paper inviting comments from stakeholders
A reminder that the reporting period is based upon the calendar year
EU Directive issued to counteract perceived over-reliance on credit ratings
CSSF — Mandatory Notification for UK firms in the context of Brexit
The Luxembourg financial regulator, the CSSF, published a press release on 15 July 2019 informing UK firms that...
Complyport & Fieldfisher’s SM&CR Webinar recording
In our continual effort to help assist financial services firms with their on-going regulatory requirements, Complyport recently hosted...
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