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Compliance function guidelines
EU Commission publishes draft revised Directive
Proposed Directive could have significant implications for EU financial institutions and those transacting with them
Handbook changes published by FSA
Proposed changes to COLL clarifying money market fund definitions
Areas under consideration include High Frequency Trading and transaction reporting
Regulation of OTC derivatives
FSA Drafting error
Rights issue disclosure requirements being narrowed slightly
BaFin impose ban
No more shorting in Greece
CESR has requested a 'Call for Evidence' to assess European equity markets
Two-thirds of hedge funds could exist within UCITS wrapper
Brexit — HM Treasury publishes draft Statutory Instrument — MiFID
The European Union (Withdrawal) Act 2018 (EUWA) repeals the European Communities Act 1972 on the day the UK...
FCA FIRDS and Transaction Reporting
Should the UK leave the EU without a transition period, the FCA expects firms, trading venues and ARMs...
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