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Proposed ELTIF takes significant step forward.
Structural reorganisation needed as number of FCA firms treble in 18months
Proposed policy changes to fee and levy regime
4MLD continues to progress following European Parliament and European Commission deal.
On 13 January 2015, the SEC's Office of Compliance Inspections and Examinations released their 2015 Examination Priorities.
SONIA (Sterling Overnight Index Average) is one of seven benchmarks which will come under FCA regulation from 1 April 2015.
The Bank of England publishes its approach to "Resolution"
FCA to consult on making restrictions on distribution of contingent convertible instruments permanent
Financial Action Task Force publishes guidance on Transparency and Beneficial ownership.
ESMA Consultation Paper to review shortcomings of EMIR Reporting.
The use of an LEI in COREP Reporting
ESMA update Q&A on the application of the regulations
Final guidelines on High Earners Reports
ESMA 'Call for Evidence' paper inviting comments from stakeholders
EC report on 'Country by Country' disclosure
Proposed changes to the FCA's Financial Crime Guide
Proposed revision to Private Equity Guidance.
A reminder that the reporting period is based upon the calendar year
COBS 22 came into force on 1st October regarding restrictions on distribution of contingent convertible instruments
EU Directive issued to counteract perceived over-reliance on credit ratings
CSSF — Mandatory Notification for UK firms in the context of Brexit
The Luxembourg financial regulator, the CSSF, published a press release on 15 July 2019 informing UK firms that...
Complyport & Fieldfisher’s SM&CR Webinar recording
In our continual effort to help assist financial services firms with their on-going regulatory requirements, Complyport recently hosted...
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