SEC Inspection Priorities

On 13 January 2015, the SEC's Office of Compliance Inspections and Examinations released their 2015 Examination Priorities.

Regulating Sonia

SONIA (Sterling Overnight Index Average) is one of seven benchmarks which will come under FCA regulation from 1 April 2015.

AIFMD Passport

ESMA 'Call for Evidence' paper inviting comments from stakeholders

COBS and CoCos

COBS 22 came into force on 1st October regarding restrictions on distribution of contingent convertible instruments