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multiple surveys published
Template for global collection of hedge fund information
FSA regulates majority of European hedge fund industry
FSA Emphasis on good corporate governance underlined
FSA issues report
Islamic bonds fall under Treasury regulation
Failures in systems and controls
Mis-marking fund assets
Part IV permission cancelled
FSA freezes staff salaries
Changes and corrections to SUP, DTR, COL and PRIN
Penalties equally split between firms and individuals
Indications of pending change
Changes to the Capital Requirements Directive
FSA brings clarification to capital planning
FSA's expectations for stress testing
FSA will not introduce any new rules nor extend existing ones
Guidance submitted to HM Treasury
Uncertainty may lead to redrafting of rules
New draft rules governing close links reporting
Complyport & Fieldfisher’s SM&CR Webinar recording
In our continual effort to help assist financial services firms with their on-going regulatory requirements, Complyport recently hosted...
5ᵗʰ Money Laundering Directive — 10ᵗʰ January 2020
Money Laundering Regulations On 10 January 2020 changes to the UK’s Money Laundering Regulations are coming into force....
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