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First the 'Swedish Proposal', now the 'Spanish Proposal'.
multiple surveys published
FSA Emphasis on good corporate governance underlined
FSA issues report
Islamic bonds fall under Treasury regulation
Failures in systems and controls
Mis-marking fund assets
Changes and corrections to SUP, DTR, COL and PRIN
Penalties equally split between firms and individuals
Indications of pending change
Part IV permission cancelled
FSA freezes staff salaries
Uncertainty may lead to redrafting of rules
Changes to the Capital Requirements Directive
FSA brings clarification to capital planning
FSA's expectations for stress testing
FSA will not introduce any new rules nor extend existing ones
Guidance submitted to HM Treasury
Proposals to change FSA fee calculations
New draft rules governing close links reporting
Brexit — HM Treasury publishes draft Statutory Instrument — MiFID
The European Union (Withdrawal) Act 2018 (EUWA) repeals the European Communities Act 1972 on the day the UK...
FCA FIRDS and Transaction Reporting
Should the UK leave the EU without a transition period, the FCA expects firms, trading venues and ARMs...
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