+44 (0)20 7399 4980
Home » Regulatory News
I want to find news on...
Inside information abused by individual
New liquidity rules
Proposals to change FSA fee calculations
New draft rules governing close links reporting
2007 deficiency remedies acknowledged
Proposed registration of hedge fund managers in the US could have had implications for UK.
Possibility of exemptions ceasing
A phased approach
IOSCO Consultation paper published
Alternative finance investment bonds' document issued
Money Laundering and Terrorist Financing report
Systems and controls failures
Are rules effective and proportionate?
A applications and notifications submission to change
Prosecution outside FSMA 2000
Poor controls and employee fraud
Now top financial centre
Intensive regulatory approach
Financial promotions COBS compliance
Complyport & Fieldfisher’s SM&CR Webinar recording
In our continual effort to help assist financial services firms with their on-going regulatory requirements, Complyport recently hosted...
5ᵗʰ Money Laundering Directive — 10ᵗʰ January 2020
Money Laundering Regulations On 10 January 2020 changes to the UK’s Money Laundering Regulations are coming into force....
Please leave this field empty.