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29th Apr 2015
FCA publishes combined Risk Outlook and Business Plan
2nd Mar 2011
FSA report reveals latest HFS and HFACS survey results including average returns, portfolio liquidity and counterparty exposures
13th Jan 2011
Proposed guidance on derivative risk management practices
12th Mar 2010
FSA indicates upcoming areas of concentration.
Priority risks outlined
26th Feb 2010
multiple surveys published
Professional Clients and the Financial Ombudsman Service
Background Changes are being made to the Disputes Resolution Sourcebook: Complaints Sourcebook (DISP) of the FCA Handbook. The...
Fourth Money Laundering Directive: Proposed Amendments
As we know the UK (and other Member States) have until 26 June 2017 to implement the Fourth...
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